Ready to complete your annual training

Conflicts of Interest 



Welcome to the Annual Conflicts of Interest Training. As a financial adviser, your most valuable asset is the trust your clients place in your objectivity.

Under the current regulatory framework, transparency isn't just a best practice; it is a legal mandate. Every Financial Advice Provider (FAP) is required to explicitly state how they manage conflicts of interest within their Public Disclosure Statement. Because this promise is made publicly and directly to every customer, our daily actions must strictly align with those written commitments.

30 mins approx.

Here is a summary of the training objectives:

Define & Identify:

Learn to recognise actual, potential, or perceived conflicts between personal interests and professional duties.

Manage & Disclose:

Understand how to properly report conflicts and apply strategies to mitigate or avoid them entirely

Utilise the Gifts Register:

Learn how to accurately log, evaluate, and report gifts or hospitality to maintain transparency and comply with your company policy.
Created with